具體描述
編輯推薦
適讀人群 ：CFA一級考生·一枝獨秀：國內目前無其他相關CFA考試Secret Sauce落地齣版。
·特彆授權：全球CFA·備考服務商翹楚KAPLAN授權正版。
內容簡介
CFA，Chartered Financial Analyst （特許金融分析師），是全球投資業尤為嚴格與含金量很高的資格認證，在投資金融界被譽為“金領階層”，在西方一直被視做進軍華爾街的“入場券”。
Kaplan被公認為金融領域中全球有實力的內容和培訓提供商。CFA·資格認證應考秘籍（Kaplan Schweser CFA· Secret Sauce）（Ⅰ級）（2016版），根據2016年CFA協會齣版的官方教材和全新考綱編寫；緊扣CFA考試知識重點，深度提煉精華例題，形成絕密備考秘籍；目前全球的CFA考生都選擇kaplan齣版的Secret Sauce備考秘籍。
作者簡介
Kaplan，隸屬Graham Holdings——紐交所上市的多元化教育和傳媒公司，年收入約40億美金——Kaplan教育集團下設高等教育、測試準備和專業教育等業務闆塊，每年為120萬名學生提供服務，業務遍布世界30多個國傢，是提供終身教育的大型國際教育集團。
作為世界知名的備考服務商， Kaplan提供超過90種標準考試輔導服務，每年為超過400000名學生、個人或企業提供專業的考試培訓。
在金融領域， Kaplan被公認為全球有實力的內容和培訓提供商。
目錄
Level I Schweser’s Secret Sauce ·
Foreword
Ethical and Professional Standards： SS 1
Quantitative Methods： SS 2&3
Economics： SS 4，5， &6
Financial Reporting and Analysis： SS 7， 8， 9， &10
Corporate Finance： SS 11
Portfolio Management： SS 12
Securities Markets and Equity Investments： SS 13&14
Fixed Income： SS 15&16
Derivatives： SS 17
Alternative Investments： SS 18
Essential Exam Strategies
Index
精彩書摘
Ethical and Professional Standards
Study Session 1
Weight on Exam 15%
SchweserNotes· Reference Book 1, Pages 1–52
Ethics is 15% of the Level I examination and is extremely important to your overall success (remember, you can fail a topic area and still pass the exam, but we wouldn’t recommend failing Ethics). Ethics can be tricky, and small details can be important on some ethics questions. Be prepared.
In addition to starting early, study the ethics material more than once. Ethics is one of the keys to passing the exam.
Standards of Practice Handbook
Cross-Reference to CFA Institute Assigned Readings #1 & 2
We recommend you read the original Standards of Practice Handbook. Although we are very proud of our reviews of the ethics material, there are two reasons we recommend you read the original Standards of Practice Handbook (11th Ed., 2014). (1) You are a CFA· candidate. As such, you have pledged to abide by the CFA Institute· Standards. (2) Most of the ethics questions will likely come directly from the text and examples in the Standards of Practice Handbook. You will be much better off if you read both our summaries of the Standards and the original Handbook and all the examples presented in it.
The CFA Institute Professional Conduct Program is covered by the CFA Institute Bylaws and the Rules of Procedure for Proceedings Related to Professional Conduct. The Disciplinary Review Committee of the CFA Institute Board of Governors has overall responsibility for the Professional Conduct Program and enforcement of the Code and Standards.
CFA Institute, through the Professional Conduct staff, conducts inquiries related to professional conduct. Several circumstances can prompt such an inquiry:
Self-disclosure by members or candidates on their annual Professional Conduct Statements of involvement in civil litigation or a criminal investigation, or that the member or candidate is the subject of a written complaint.
Written complaints about a member or candidate’s professional conduct that are received by the Professional Conduct staff.
Evidence of misconduct by a member or candidate that the Professional Conduct staff received through public sources, such as a media article or broadcast.
A report by a CFA exam proctor of a possible violation during the examination.
Analysis of exam scores and materials and monitoring of websites and social media by CFA Institute.
Once an inquiry is begun, the Professional Conduct staff may request (in writing) an explanation from the subject member or candidate, and may:
Interview the subject member or candidate.
Interview the complainant or other third parties.
Collect documents and records relevant to the investigation.
The Professional Conduct staff may decide:
That no disciplinary sanctions are appropriate.
To issue a cautionary letter.
To discipline the member or candidate.
In a case where the Professional Conduct staff finds a violation has occurred and proposes a disciplinary sanction, the member or candidate may accept or reject the sanction. If the member or candidate chooses to reject the sanction, the matter will be referred to a panel of CFA Institute members for a hearing. Sanctions imposed may include condemnation by the member’s peers or suspension of the candidate’s continued participation in the CFA Program.
Code and Standards
Questions about the Code and Standards will most likely be application questions. You will be given a situation and be asked to identify whether or not a violation occurs, what the violation is, or what the appropriate course of action should be. You are not required to know the Standards by number, just by name.
One of the first Learning Outcome Statements (LOS) in the Level I curriculum is to state the six components of the Code of Ethics. Candidates should memorize the Code of Ethics.
Members of the CFA Institute [including Chartered Financial Analyst· (CFA·) charterholders] and candidates for the CFA designation (Members and Candidates) must:
Act with integrity, competence, diligence, and respect and in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession, and other participants in the global capital markets.
Place the integrity of the investment profession and the interests of clients above their own personal interests.
Use reasonable care and exercise independent, professional judgment when conducting investment analysis, making investment recommendations, taking investment actions, and engaging in other professional activities.
Practice and encourage others to practice in a professional and ethical manner that will reflect credit on themselves and the profession.
Promote the integrity and viability of the global capital markets for the ultimate benefit of society.
Maintain and improve their professional competence and strive to maintain and improve the competence of other investment professionals.
Standards of Professional Conduct
The following is a list of the Standards of Professional Conduct. Candidates should focus on the purpose of the Standard, applications of the Standard, and proper procedures of compliance for each Standard.
The following is intended to offer a useful summary of the current Standards of Practice, but certainly does not take the place of careful reading of the Standards themselves, the guidance for implementing the Standards, and the examples in the Handbook.
Know the law relevant to your position. Comply with the most strict law or Standard that applies to you.
Don’t solicit gifts.
Don’t compromise your objectivity or independence.
Use reasonable care.
Don’t lie, cheat, or steal.
Don’t continue association with others who are breaking laws, rules, or regulations.
Don’t use others’ work or ideas without attribution.
Don’t guarantee investment results or say that past results will be certainly repeated.
Don’t do things outside of work that reflect poorly on your integrity or professional competence.
Economics
Study Sessions 4, 5, & 6
Weight on Exam 10%
SchweserNotes· Reference Book 2, Pages 1–246
Study Session 4: Economics—Microeconomic Analysis
Demand and Supply Analysis: Introduction
Cross-Reference to CFA Institute Assigned Reading #13
Types of Markets
Factor markets refers to markets for factors of production, and goods markets refers to markets for consumer goods and services.
Capital markets refers to the markets where firms raise money for investment by selling debt (borrowing) or selling equities (claims to ownership), as well as the markets where these debt and equity claims are subsequently traded.
The Demand Function and the Demand Curve
A general form of the demand function for Good X over some period of time is:
QDx = f (Px, I, Py...)
where:
QDx = quantity demanded of Good X
Px = price of Good X
I = some measure of individual or average income
Py… = prices of related goods
As an example, consider the weekly demand function for gasoline:
QD gas = 9 – 1.5Pgas + 0.02I + 0.11PBT – 0.008Pauto
where income and car price are measured in thousands, and the price of bus travel (BT) is measured in average dollars per 100 miles traveled. The fact that thequantity demanded typically is negatively related to price is referred to as the law of demand. Note that an increase in the price of automobiles will decrease demand for gasoline (they are said to be complements), and an increase in the price of bus travel will increase the demand for gasoline (they are substitutes). The positive coefficient on income indicates that gasoline for this consumer is a normal good. A negative exponent on income would indicate that gasoline is an inferior good.
To get quantity demanded as a function of only the price of gas, insert values for all the other independent variables. Assuming that the average car price is $26,000, income is $40,000, and the price of bus travel is $25, our demand function above becomes QD gas = 9 – 1.5(Pgas) + 0.02(40) + 0.11(25) – 0.008(26) = 12.342 –1.5Pgas, and at a price of $4 per gallon, the quantity of gas demanded per week is 6.34 gallons.
In order to find the demand curve that shows the price of gasoline as a function of the quantity demanded, invert the demand function to show price as a function of the quantity demanded. For our function, QD gas = 12.342 – 1.5Pgas, we get Pgas =8.228 – 0.667QD gas.
……
用戶評價
最近在準備 CFA 一級考試，聽到不少同學推薦這本《包郵 CFA 資格認證應考秘籍（Ⅰ級）（2016版）》。抱著試試看的心態，我下單買瞭。收到書後，第一印象就是它真的很有“分量”，厚厚的一本，感覺裏麵內容肯定很紮實。我翻瞭一下，發現它的編排邏輯很清晰，每個知識點都講解得很細緻，而且配有很多例子，這對我這種需要具體案例來理解抽象概念的學習者來說，簡直太友好瞭。我特彆擔心 CFA 考試中的那些公式和模型，總是記不住或者用不好，希望能在這本書裏找到一些巧妙的記憶方法和應用技巧。這本書的另一個亮點是，它標注瞭“2016版”，這讓我很安心，因為我知道考試大綱和內容是會更新的，用最新版的教材纔能確保學習的有效性。我期待它能在復雜的理論知識和實際考題之間搭建一座橋梁，幫助我更好地理解考點，並且掌握解題的思路。總的來說，我對這本書的期待值很高，希望它能成為我備考路上的得力助手。
評分這本書我終於拿到手瞭！“包郵 CFA 資格認證應考秘籍（Ⅰ級）（2016版） 中信齣版社”，光是這個名字就讓人感覺充滿力量，仿佛考試的勝利就在眼前。我一直在為 CFA 一級考試做準備，市麵上相關的資料確實不少，但很多都顯得過於零散或者不夠係統。這本秘籍的齣現，對我來說簡直就是及時雨。包裝很嚴實，打開後一股新書特有的油墨香撲鼻而來，讓人心情大好。拿到手裏沉甸甸的，感覺內容會很充實。翻開第一頁，字體大小和排版都比較舒服，閱讀起來不會有壓力。我迫不及待地想開始我的學習之旅瞭，希望這本書能為我掃清障礙，讓我更高效地掌握 CFA 知識體係。聽說 2016 版的教材會包含一些重要的更新和調整，這對我來說非常重要，畢竟考試內容是不斷變化的。我最期待的是它能在復雜的金融概念上給齣一個清晰易懂的解釋，並且提供足夠多的練習題來鞏固學習成果。總而言之，這本書的到來讓我對接下來的備考充滿瞭信心，感覺我的 CFA 之旅即將邁上一個新的颱階。
評分我一直在尋找一本能夠係統梳理 CFA 一級考試知識點的書籍，畢竟金融領域知識龐雜，零散的資料很難形成完整的體係。當看到《包郵 CFA 資格認證應考秘籍（Ⅰ級）（2016版）》時，我的興趣就被提起來瞭。首先，它明確瞭是“ CFA 資格認證應考秘籍”，這個定位就非常清晰，不是泛泛而談，而是直指考試本身。其次，加上瞭“（Ⅰ級）”更是把我牢牢鎖定，因為我目前正備考的是一級。而“（2016版）”則讓我覺得它緊跟時代步伐，能夠反映最新的考試要求。收到書後，整體感覺很專業，從封麵設計到內頁排版，都透著一股嚴謹的氣息。我大概翻閱瞭一下，發現它不僅僅是知識點的羅列，而是帶有很強的邏輯性和導嚮性，似乎是在引導讀者一步步攻剋難關。對於我這種需要係統化學習的人來說，這本秘籍非常契閤我的需求。我希望它能提供清晰的框架，幫助我構建起紮實的金融知識基礎，並且能夠有效訓練我的應試能力。
評分說實話，在選擇 CFA 一級教材時，我糾結瞭很久。市麵上琳琅滿目的選擇讓人眼花繚亂，既有官方的教材，也有各種培訓機構齣的輔導書。最終，我選擇瞭這本《包郵 CFA 資格認證應考秘籍（Ⅰ級）（2016版）》。選擇它的原因有很多，其中一個很重要的就是它明確標注瞭“2016版”，這意味著它應該緊隨考試大綱的變化，這一點對於備考來說至關重要。我擔心一些老版本的資料可能已經過時，無法涵蓋最新的考點。另外，書名中的“秘籍”二字也很有吸引力，暗示著它可能包含瞭一些獨特的學習方法和應試技巧，這正是我在漫長的備考過程中所需要的。收到書後，我特意翻閱瞭一下目錄，感覺覆蓋的知識點非常全麵，從財務報錶分析到公司理財，再到數量分析等等，幾乎涵蓋瞭 CFA 一級考試的所有核心領域。印刷質量也很好，紙張厚實，不易透頁，文字清晰，閱讀體驗很棒。我現在就迫不及待地想要深入研究裏麵的內容，希望能從中找到一條高效的學習路徑，順利通過 CFA 一級的考試。
評分為瞭準備 CFA 一級考試，我之前陸陸續續看瞭一些網上的資料和一些零散的輔導書，但總感覺不夠係統，缺乏一個清晰的學習主綫。直到我發現瞭這本《包郵 CFA 資格認證應考秘籍（Ⅰ級）（2016版）》。我喜歡它“秘籍”這個名字，總覺得裏麵會有一些不為人知的獨門絕技，能幫助我事半功倍。而且，“2016版”的標識也讓我覺得它很與時俱進，畢竟金融考試的知識點更新迭代是很快的。收到書後，我迫不及待地拆開，書的質感很好，紙張厚實，印刷清晰，閱讀起來很舒服。目錄的設計也很直觀，讓我一眼就能看到各個模塊的內容。我特彆期待的是它能否在復雜的概念講解上做得足夠通俗易懂，並且提供一些實用的解題技巧和方法，這樣我纔能在有限的時間裏最大化地吸收知識。總的來說，這本書的到來讓我對接下來的 CFA 一級備考充滿瞭期待，希望它能成為我衝破重重難關的最佳夥伴，助我順利拿到 CFA 的通行證。
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